Code of Ethics
Capital West (Capital West
Mortgage Group Pty. Ltd.) sets out this Code of Ethics outlining
the minimum ethical standards to be maintained. By adhering
to the Code of Ethics we believe that we will:
a) Safeguard the reputation and standing of Capital West
and any business with which we are affiliated with,
b) Provide consumers with a high level of confidence and
trust in the mortgage broking industry, and thereby
c) Raise the profile and business of all Australian mortgage
brokers.
"To act with honesty
and integrity at all times".
This will extend to representations made in advertising,
commissions received, all communications, advice provided
and customer applications, and will ensure that the best
interests of both the customer and financial institution
are always upheld.
"To comply with all laws
and regulations relating to the mortgage industry."
Capital West will always strive to maintain a current understanding
of and adherence to all laws and regulations as they pertain
to the finance industry.
"To avoid any Conflicts
of interest"
In each professional assignment undertaken, a member must
both be and be seen to be free of any interest which is
incompatible with the best interests of the customer. This
will extend to both product advice and commissions received.
Substantiation of any recommendation will be freely provided
to the customer.
"To maintain confidentiality
in all dealings"
Through adherence to the above, professional conduct will
be maintained at all times.
